From the Regulators

News

FCA backs away from enforcement disclosure plans

November 28, 2024 James Langton
Big Ben
Uncategorized

CSA stretches prospectus timetable for funds in continuous distribution

November 28, 2024 Kevin Press
Successful crypto trader investor broker, using laptop for cryptocurrency financial market analysis, buying or selling cryptocurrency, analyzing financial diagrams on the screen stock photo
News

FCA reveals roadmap to crypto regulation

November 27, 2024 James Langton
Crypto currency
News

FINTRAC aiming to provide crucial info in real time

November 27, 2024 Jim Bronskill, The Canadian Press
Responsive team
News

Christmas comes early for FAIR Canada

November 27, 2024 James Langton
Donation grant
News

OSC, CIRO to review banks’ sales practices

November 26, 2024 James Langton, Katie Keir
Piggy banks on stacks of gold coins
Research and Markets

Outlook for global fund sector improving: Fitch

November 26, 2024 James Langton
Businessman holding tablet with graphs

U.K. regulators to ease curbs on bankers’ bonuses

November 26, 2024 James Langton
Greater regulation in store for insurance industry: OSFI rep

RBC, TD remain Canada’s entrants on FSB list

November 26, 2024 James Langton
Bank consolidation

Trader sanctioned for improper disclosure

November 26, 2024 James Langton
Judge's gavel with magnifying glass on black.

Barclays drops FCA appeal, takes £40 million fine

November 25, 2024 James Langton
Fiera continues expansion strategy with acquisition of Charlemagne Capital

IOSCO seeks improved oversight of OTC markets

November 25, 2024 James Langton
Mining resources