From the Regulators

Here’s what you need to know about CIRO’s new proficiency model

May 2, 2025 Noushin Ziafati
Rule change

ICI wants more retail access to private markets

May 1, 2025 James Langton
Pile of money
News

U.S. fund manager pleads guilty

May 1, 2025 James Langton
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ESMA aims for consistent crypto trading oversight

April 30, 2025 James Langton
Crypto coins

FCA to launch AI testing service

April 30, 2025 James Langton
consultation discussion

CIRO panel rejects allegations against ex-rep

April 29, 2025 James Langton
compliance

OSC seeks $37.5 million in Bridging sanctions

April 29, 2025 James Langton
Businessman shamed
News

CIRO sanctions opaque offshore dealings

April 29, 2025 James Langton
Judgment fine
News

Ontario financial advisor charged in $1.8M fraud investigation

April 28, 2025 The Canadian Press
compliance
News

Ex-advisory firm CEO lands in prison

April 24, 2025 James Langton
businessman behind bars

Court upholds insider tipping ruling

April 24, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

FCA to slash investment firms’ capital rules

April 24, 2025 James Langton
Rules and regulations