From the Regulators

Canadian regs join global finfluencer sweep

June 6, 2025 James Langton
man using mobile phone

FINRA seeks to go slower on sanctions

June 6, 2025 James Langton
Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo
News

OSC takes aim at abusive short-selling

June 5, 2025 James Langton
stock market down
Research and Markets

ECB cuts benchmark interest rate by quarter point as Trump tariffs threaten economy

June 5, 2025 David McHugh, The Associated Press
Europe flag and money
News

SEC rethinks approach to foreign issuers

June 5, 2025 James Langton
SEC
News

Court upholds OSC findings in Money Gate

June 4, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Fortress pair convicted on fraud charges

June 4, 2025 James Langton
fraud
News

CSA’s pause on mandatory climate disclosures ‘not indefinite’: OSC CEO

June 4, 2025 Noushin Ziafati
Green globe in forest
News

Fund rep sanctioned for crypto trading

June 4, 2025 James Langton
cryptocurrencies
News

Court appoints investor counsel in mortgage case

June 3, 2025 James Langton
Mortgage signing
News

Real estate firms appeal OSC receivership

June 3, 2025 James Langton
hospital
News

ASC sanctions B.C. man in trading probe

June 3, 2025 James Langton
Stock markets going up and down