From the Regulators

News

SEC enforcement drop is a feature, not a bug

April 8, 2026 James Langton
old way, new way
News

ASIC steps up fight against AI-powered scams

April 8, 2026 James Langton
OSC issues alert on binary options schemes using Kevin O’Leary’s image
Products

Canadian regulators are opening the doors to prediction markets

April 8, 2026 Noushin Ziafati
Concept of a person with many questions

Broker not on the hook for misplaced inheritance

April 7, 2026 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

U.S. advisor pleads guilty in US$160-million fraud

April 7, 2026 James Langton
Stealing money

Supreme Court set to rule on ex-rep’s leave request

April 6, 2026 James Langton

Tribunal bans absentee Ponzi schemer

April 3, 2026 James Langton
Banned

CIRO proposes short-selling reforms

April 2, 2026 James Langton
right or wrong choice

ASX inquiry confirms cultural, governance failings

April 2, 2026 James Langton
magnifying glass

Exec used ex-wife’s accounts for insider trading: SEC

April 2, 2026 James Langton
Phone finances

Investor class-action settlement approved

April 2, 2026 James Langton
Court settlement

FTX exec gets CFTC sanctions

April 2, 2026 James Langton
fraud