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  1. Home
  2. From the Regulators

From the Regulators

News

ASIC steps up fight against AI-powered scams

April 8, 2026 James Langton
OSC issues alert on binary options schemes using Kevin O’Leary’s image
News

Canadian regulators are opening the doors to prediction markets

April 8, 2026 Noushin Ziafati
Concept of a person with many questions
News

Broker not on the hook for misplaced inheritance

April 7, 2026 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

U.S. advisor pleads guilty in US$160-million fraud

April 7, 2026 James Langton
Stealing money
News

Supreme Court set to rule on ex-rep’s leave request

April 6, 2026 James Langton
News

Tribunal bans absentee Ponzi schemer

April 3, 2026 James Langton
Banned
News

CIRO proposes short-selling reforms

April 2, 2026 James Langton
right or wrong choice
News

ASX inquiry confirms cultural, governance failings

April 2, 2026 James Langton
magnifying glass
News

Exec used ex-wife’s accounts for insider trading: SEC

April 2, 2026 James Langton
Phone finances
News

Investor class-action settlement approved

April 2, 2026 James Langton
Court settlement
News

FTX exec gets CFTC sanctions

April 2, 2026 James Langton
fraud
News

Firm logged into accounts to approve fees: SEC

April 1, 2026 James Langton
Picking a dollar
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