From the Regulators

MX settles over firm’s supervisory weaknesses

July 17, 2023 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
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SEC adopts reforms to money market funds

July 12, 2023 Mark Burgess

BofA hit with $250 million in fines and customer refunds for “double-dipping” fees, fake accounts

July 11, 2023 The Associated Press

Firm tossed, broker charged for “Gold Star” churning

July 7, 2023 James Langton
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Ruling protects accredited investors’ privacy

July 7, 2023 James Langton
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Regulators ponder new benchmark

July 7, 2023 James Langton
Personal finances
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No more pencils, no more books: CIRO proposes nixing courses in new proficiency model

July 7, 2023 James Langton
School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing
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AMF taps top civil servant as new chief

July 6, 2023 James Langton
vintage microphones
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Fund managers falling short on liquidity, U.K. regulator warns

July 6, 2023 James Langton
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So far so good for crypto funds, but CSA flags risks

July 6, 2023 James Langton
Crypto coins
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CFDs are securities, court agrees

July 5, 2023 James Langton
Judge looks at papers
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Federal Reserve minutes: Some officials wanted to raise interest rates last month

July 5, 2023 Christopher Rugaber, The Associated Press