From the Regulators

News

CPA Ontario sanctions Deloitte over backdating

October 31, 2023 James Langton
Judge's gavel with magnifying glass on black.
News

FINRA enters the quantum realm

October 30, 2023 James Langton
Quantum computer
News

Brexit shakes up EU trading landscape: ESMA

October 30, 2023 James Langton
Euro trading
News

FTX founder Sam Bankman-Fried acknowledges in court that customers were hurt but denies fraud

October 27, 2023 Ken Sweet, Larry Neumeister, The Associated Press
FTX Arena in Miami, FL, USA. stock photo

Court upholds tribunal’s fraud ruling and penalty

October 27, 2023 James Langton
Judge looks at papers

Court to hear appeal of BCSC stay ruling

October 26, 2023 James Langton
Judge makes ruling
News

CFTC, NASAA settle fraud targeting seniors

October 25, 2023 James Langton
Magnifying glass on documents

Complaint volumes surging, CIRO reports

October 25, 2023 James Langton
penalty card

BCSC sanctions company, exec for misleading investors

October 24, 2023 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Macklem warned premiers about dangers of putting BoC’s independence at risk

October 24, 2023 Nojoud Al Mallees, Canadian Press
Banks on money pile
Research and Markets

U.S sustainable funds face continued outflows

October 23, 2023 James Langton
ESG building blocks

OSC seeks to ban Ponzi schemer

October 23, 2023 James Langton
Magnifying glass on documents