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  2. From the Regulators

From the Regulators

News

ESMA issues guidance on crypto conflicts

May 31, 2024 James Langton
cryptocurrencies
News

Former U.S. banker sentenced to prison for crypto fraud

May 30, 2024 James Langton

WFG, IA fined in connection to alleged unlicensed insurance agent

May 30, 2024 Noushin Ziafati
News

Regulators eager for responses to sustainability disclosure consultation

May 29, 2024 Melissa Shin
online comments

FCNB joins fight against LLQP cheats

May 28, 2024 James Langton
Doing Homework

Former FTX exec gets jail time

May 28, 2024 James Langton
News

FAIR Canada applauds Saskatchewan’s OBSI bill

May 28, 2024 James Langton

FSRA seeks CRM2-like disclosures for seg funds

May 27, 2024 James Langton
Magnifying glass

OSFI confronts rising liquidity risks

May 27, 2024 James Langton
Stormy waters

ESMA reviews find disclosure, greenwashing issues

May 27, 2024 James Langton
Magnifying glass on documents

CFTC sanctions trading oversight gaps

May 24, 2024 James Langton

HSBC fined for fairness failures

May 23, 2024 James Langton
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