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  2. From the Regulators

From the Regulators

News

Canada joins U.S., U.K. to disrupt crypto scams

March 16, 2026 James Langton

OBSI says it received 60% more inquires in 2025

March 16, 2026 Jonathan Got
Angry client

CIRO fines National Bank Financial $1M for inadequate supervision of rep

March 13, 2026 Jonathan Got
National Bank

CIRO provides clarity on decision-making tools in DIY channel

March 12, 2026 IE Staff
Trader tired of overwork and stressed by bankruptcy
News

Crypto class action settlement complete

March 9, 2026 James Langton
crypto currency regulation
News

CIRO approves TD, RBC for tokenized bonds experiment

March 9, 2026 Jonathan Got
Various bonds rating from single C to AAA

NYSE sanctioned over market outage

March 6, 2026 James Langton
Move to low-cost investing takes toll on U.S. asset-management firms

Ex-CFO sentenced in crypto fraud

March 6, 2026 James Langton
businessman behind bars

Canaccord failed to flag suspicious trading: U.S. regs

March 6, 2026 James Langton
calendar court

Private equity exec pleads guilty in pre-IPO fraud

March 6, 2026 James Langton
Fraud

What’s next for FSRA’s MGA licensing rule?

March 5, 2026 Alisha Hiyate
Stop sign

Ex-advisor convicted of ripping off NBA players

March 5, 2026 James Langton
stealing money
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