From the Regulators

SEC ramps up funds’ portfolio disclosure demands

August 28, 2024 James Langton
Big binders

ASIC tackles greenwashing risks

August 28, 2024 James Langton
Sustainable investing

FCA to examine fairness in insurance sales

August 28, 2024 James Langton
Insurance concept illustrated using wooden blocks

CFTC sanctions benchmark manipulation

August 27, 2024 James Langton
Judge looks at papers

Crypto lender settles with SEC

August 27, 2024 James Langton
Judge's gavel with magnifying glass on black.
News

CIRO fines Stifel Nicolaus $475K for failing to protect confidential info

August 23, 2024 Melissa Shin
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

Cryptoasset reporting, LICAT guidelines open for consultation: OSFI

August 22, 2024 Jonathan Got
rules and regulations
News

Man gets jail time for stealing nearly US$1M from investors

August 21, 2024 Noushin Ziafati
Gavel and Money - Canada stock photo

Powell may use speech to hint at how fast the Fed could cut rates

August 20, 2024 Christopher Rugaber, The Associated Press

Billionaire charged for using company to secure personal loans worth billions

August 19, 2024 Michelle Chapman, The Associated Press
Business lawyer team. Working together of lawyer in the meeting.

CIRO alleges dealer filed RESP grants inadequately for 20 years

August 19, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Alberta fraudster gets four years in jail

August 16, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t