From the Regulators

CFTC sanctions Barclays’ swaps reporting

October 1, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

LIBOR finally put to rest

October 1, 2024 James Langton
Rules and regulations
News

TD failed to oversee Treasuries trader: U.S. regulators

September 30, 2024 James Langton
Judge's gavel with magnifying glass on black.
News

RBC DS sanctioned for trading rule breach

September 30, 2024 James Langton
Gavel and Money - Canada stock photo
News

U.K. launches digital securities testing

September 30, 2024 James Langton
Solar system
News

Man convicted in the U.K.’s first crypto ATM case

September 30, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

BCSC settles insider trading case

September 27, 2024 James Langton
Judge's gavel with magnifying glass on black.
News

U.K. man accused in ‘hack-to-trade’ scheme

September 27, 2024 James Langton
Judge looks at papers

U.S. authorities target alleged crypto crime network

September 27, 2024 James Langton
bitcoin investment concept on screen

SEC sanctions investment firm’s NDAs

September 27, 2024 James Langton
Business lawyer team. Working together of lawyer in the meeting.
News

SEC sanctions selective disclosure on social media

September 27, 2024 James Langton
Phone text

CSA pushes back stablecoin deadline, again

September 26, 2024 James Langton
Concept of financial data and stock market trading